AS TO THE
ADMISSIBILITY OF
Application
No. 16424/90
by Antony
and Margaret McMICHAEL
against the
United Kingdom
The European
Commission of Human Rights sitting in private on 8 December 1992, the following
members being present:
MM. C.A. NĜRGAARD, President
J.A. FROWEIN
F.
ERMACORA
E. BUSUTTIL
A.S. GÖZÜBÜYÜK
A.
WEITZEL
J.-C. SOYER
H.G. SCHERMERS
Mrs. G. H. THUNE
Sir Basil HALL
Mr. F. MARTINEZ
Mrs. J. LIDDY
MM. L. LOUCAIDES
J.-C. GEUS
M.P. PELLONPÄÄ
B. MARXER
Mr. H.C. KRÜGER, Secretary to the Commission
Having
regard to Article 25 of the Convention for the Protection of Human Rights and
Fundamental Freedoms;
Having
regard to the application introduced on 11 October 1989 by Antony and Margaret
McMichael against the United Kingdom and registered on 10 April 1990 under file
No. 16424/90;
Having
regard to
- the reports
provided for in Rule 47 of the Rules of Procedure of the Commission;
- the
observations submitted by the respondent Government on 16 May 1991 and the
observations in reply submitted by the applicant on 5 August 1991 and 25
September 1991;
- the oral submissions of the parties at the
hearing held on 8 December 1992;
Having
deliberated;
Decides
as follows:
THE FACTS
The
applicants, who are now husband man and wife, are British citizens born in 1938
and 1954 respectively and resident in Glasgow.
The facts as submitted by the parties may be
summarised as follows.
The
second applicant gave birth to a son A. on 29 November 1987. The first
applicant, who was living with the second applicant, was later named as the
father on the birth certificate.
The
second applicant had a history of recurrent mental illness. She was first ill
in or about 1973 and was admitted to psychiatric hospital on a number of
occasions. There was a recurrence of
her illness shortly after A.'s birth.
As a result, the Social Services of Strathclyde Regional Council
("the Council") took A. into care on 11 December 1987 under a Place
of Safety Order.
On 17
December 1987, the case was brought before a Children's Hearing. The second applicant was present.
The
ground of referral to the Children's Hearing was - "that a lack of parental care is likely to cause him
unnecessary suffering or seriously to impair his health or development"-
Section 32 (2)(c) of the Social Work (Scotland) Act 1968 ("the 1968
Act").
The
statement of facts given in support of the ground of referral stated inter
alia:
(1) That <the above named> A. ... was born
on 29 November 1987 (as far as can be ascertained), and presently is in the Special
Baby Care Unit of the Southern General Hospital, Glasgow...
(2) that the <second applicant> suffers
from a major psychiatric illness.
(3) that the <second applicant> refuses to
take medication to stabilise her condition when not an in-patient at
psychiatric hospital.
(4) that the <second applicant> has
required to be admitted to psychiatric hospital on emergency basis under the
Mental Health (Scotland) Act 1984 on <5 June 1986, 5 December 1986 and 31
December 1986>.
(5) that due to her psychiatric condition the
<second applicant> is unlikely to be able to care adequately for the
child."
At the
hearing on 17 December 1987 the ground of referral and statement of facts were
put to the second applicant. She denied
the ground of referral. The Children's
Hearing accordingly instructed the Reporter to apply to the Sheriff for a
finding on whether the ground of referral was established.
The
Children's Hearing on 17 December 1987 also issued a warrant for continued
interim detention of A. in a place of safety pending determination of the
merits of the case. Subsequent warrants
for continued detention were granted by a further Children's Hearing on 5
January 1988 and by the Sheriff Court at Glasgow on 21 January 1988.
On 23
December 1987, A. was discharged from hospital and taken to foster parents. The
second applicant discharged herself from hospital. Arrangements were made for her to be taken 3 times a week for
access visits to A. at the foster home, under the supervision of the Council.
It was
decided by the Council at this stage that the first applicant should not be
included in the access arrangements.
The principal reason for this was that at this time the second applicant
still denied that the first applicant was the father. Other reasons were his aggressive and threatening attitude and
his refusal to give information about his background.
The
second applicant complained about the placement in Greenock and inadequacy of
access arrangements. At first she
accepted the exclusion of the first applicant, but she and the first applicant
subsequently complained about it. The second applicant failed to appear for
four of the access visits between 31 December 1987 and 18 January 1988.
On 21
January 1988 the Reporter's application for a finding on the grounds of
referral was heard in the Glasgow Sheriff Court. The second applicant was present and represented. The first applicant was also present. Evidence was heard from medical, nursery and
social work witnesses and the first and second applicants both gave evidence.
At the conclusion of the hearing the Sheriff found the grounds of referral
established. He remitted the case to
the Reporter for him to arrange a Children's Hearing to consider and determine
the case. The second applicant did not
appeal to the Court of Session.
On 27
January 1988, the Council held a child care review of the case, at a meeting at
which the applicants were both present.
A consultant psychiatrist advised that the second applicant was
seriously mentally ill and would not accept treatment. It was decided that in view of this, access
should be terminated, though this decision would be reviewed if the second
applicant had treatment and her mental state improved. The first applicant had also requested
access at the meeting, claiming that he was A.'s father. Access was refused since the second
applicant maintained that he was not the father and in light of his aggressive
and threatening attitude.
In February
1988, the applicant was admitted to hospital where she remained until June
1988.
On 4
February 1988, the Children's Hearing met to consider the case. The second applicant attended, with the
first applicant as her representative.
The Panel had a number of documents before it, including a report on the
child compiled on 28 January 1988 reviewing the history of the case and
proposing that A. continue to reside in the foster home. These documents were not produced to the
applicants but the Chairman informed them of their substance.
At the
conclusion of the hearing it was decided that it would not be appropriate in
the interests of A. to commit him to the care of the applicants and made a
supervision requirement under Section 44 (1) a of the 1968 Act placing A. under
the supervision of the Council subject to the condition that he reside with the
foster parents. The decision was based,
inter alia, on the mental health of both applicants and the aggressive and
hostile nature of both applicants. This
decision did not make any provision as to access. In such circumstances the presumption is that parents get
reasonable access subject to Section 20 (1) of the 1968 Act which empowers a
local authority to deny access where necessary for the child's welfare.
The
second applicant lodged an appeal, which was due to be heard at the Sheriff
Court on 29 February 1988. The second
applicant attended court, with two nurses, apparently heavily sedated. Following discussion, the Sheriff asked if the
second applicant would prefer to ask for a review by a Children's Hearing of
the supervision requirement rather than pursue her appeal. The second applicant agreed.
A review
was held by the Council on 27 April 1988 and was attended by both applicants. In view of the second applicant's improved
mental state it was decided to allow the second applicant supervised access
visits. By this time, the second
applicant had agreed that the first applicant was A's father and on 18 February
1988, the first applicant's name had been added to the birth certificate.
This did not give the first applicant any parental
rights. At the review, the Council
decided not to grant him access until he gave them information about his
background which he had so far refused to do.
On 24
August 1988, the first applicant's solicitors applied to the Scottish Legal Aid
Board for legal aid for an action in the Court of Session to obtain custody or
access. The Board refused legal aid on
the ground that the action was incompetent since the Court of Session had no
power to lift the supervision requirement and would not intervene in access
disputes. Counsel then advised the
first applicant that this decision was correct but that the best method of
obtaining access would be to get the Children's Hearing to review the
supervision requirement.
On 20
September 1988, the Council held a further review. They had held meetings with
the first applicant to obtain background information and made inquiries with
his doctor and the police. It was
decided at the review to allow both applicants access of 3 visits per week at a
Special Centre and give the applicants assistance in learning parenting
skills. It was also intended that there
should be access for one 24 hour period.
This intensive access was to last for 3 months after which an assessment
would be made.
On 13
October 1988, the Children's Hearing held a review of the supervision
requirement. The second applicant was
present and the first applicant was present, as her representative. It had before it a report dated 20 September 1988 updating information on A.
and outlining the proposed access arrangements. This report was not disclosed to the applicant's though the
Chairman informed them of its substance.
The applicants had submitted a statement alleging inter alia that they
had never had an opportunity to show that they could care for A.
After the
hearing, it was decided to continue the supervision requirement and to approve
the access proposals. The Hearing
considered that only time would show if rehabilitation was a viable prospect
and that the second applicant's mental health should be closely monitored.
The
second applicant did not appeal to the Sheriff Court.
The
access period lasted from 4 October 1988 to 19 December 1988, during which the
applicants had approximately 23 access visits. The social workers did not
consider the visits to be a success. In
reports dated 22 November 1988 by a health visitor and 23 November 1988 by a
doctor, it was stated that the applicants frequently argued before A. and
displayed aggression to the staff, with the result that they were excluded from
two child care centres.
On 19
December 1988, a child care review was held, at which the applicants were present. It was decided to terminate access visits in
view of concern about the long-term effects on A. and the fact that no obvious
progress had been made in the applicants' ability to care for A. The Council also decided to investigate the
option of freeing A. for adoption. The
applicants appealed internally to the District Manager of Social Services, who
confirmed the decision by letter of 28 December 1988.
Following
the second applicant's application, the Children's Hearing carried out a review
on 20 June 1989. The second applicant
was present with the first applicant as her representative. A report dated 28 June 1989 was before the
Hearing further updating the case. It described the access period and reported
that A. was happy and developing well and that prospective adopters were being
sought.
The
applicants applied for access to be re-established. The Hearing considered that there was a conflict of interest
between the counsel and the second applicant, and probably between parent and
child and decided that a safeguarder should be applied to represent the child's
interests.
The
Safeguarder, appointed by the Hearing, interviewed, inter alia, the applicants,
the social workers, the foster-parents and the police. His report of 18 August 1989 stated, inter
alia, that A. was being adequately cared for by the foster parents and that it
was desirable that the second applicant should obtain a doctor's opinion on her
mental state.
The
adjourned Children's Hearing reconvened on 5 September 1989. The applicants
were present and the second applicant represented by a solicitor. The Safeguarder's report and other documents
before the Hearing were not disclosed to the applicants, but the Chairman
informed them of the substance. The Safeguarder
attended the hearing and confirmed his view that A.'s best interests would be
served by his remaining in care. The
Hearing concluded that the supervision requirement should continue and that
there was nothing in what they had heard to convince them that they should
grant access. They did not take up the
suggestion of obtaining an independent psychiatric report on the second
applicant.
The
second applicant appealed to the Sheriff Court on the grounds:
(a) that they
had not been informed of the substance of the documents produced at the
hearing,
(b) that
the refusal of access was based on inadequate information, in particular the
lack of up to date information as to the second applicant's mental health and
(c) that
an adjournment for the purpose of obtaining a psychiatric report had been
refused.
Ground
(a) was apparently not pursued at the appeal, which took place on 4 October
1989. The Sheriff decided that it would
have been appropriate to obtain a psychiatric report and remitted the case to
the Children's Hearing.
A
psychiatric report dated 29 September 1989 had been produced at the request of
the second applicant's solicitors. This
report indicated that the second applicant suffered from a recurrent mental
illness but that this was in remission and if it recurred it could respond
satisfactorily to treatment as in the past.
He considered access should be re-established and that A. should
eventually be returned to the applicants.
A
Children's Hearing to consider the report was to be convened on 9 January 1990
but neither applicant attended or was represented, the Hearing being informed
that the second applicant had been declared insane and admitted to
hospital. A further Hearing was held on
18 January 1990. Neither applicant attended or was represented. The Hearing concluded that the second
applicant was not well enough to have access to A. and that they could not see
any future for A. with her.
A condition was added to the supervision requirement
that there be no access by the second applicant. The second applicant did not appeal.
On 1
February 1990, the Council lodged with the Sheriff Court a petition for freeing
A. for adoption.
The
applicants were married on 24 April 1990.
The first applicant thereby obtained parental rights in respect of A.
The
petition was heard between 18 June 1990 and 27 July 1990. The applicants
refused to give their consent to adoption.
They were present at the hearing and the second applicant represented by
a solicitor. The documentary evidence
before the Court had been disclosed to the applicants. Witnesses were heard and the applicants
given the opportunity to cross-examine them and lead their own evidence.
On 12
August 1990 the applicant was re-admitted to hospital. On 14 October 1990 the
Sheriff decided that the applicants were withholding their consent
unreasonably. He decided to dispense
with their consent and granted the order freeing A. for adoption.
"In
my view, there is no escaping from the conclusion that both these parents are
withholding their agreement unreasonably.
They are withholding their agreement because they are not parents who
have begun to demonstrate their capacity to have custody. [The second applicant] suffers from a grave
mental illness which may at any time, unless appropriate medical treatment is
taken, incapacitate her from looking after, not only a child, but herself. Even when her illness is not to the degree
at which hospitalisation is required, she has been demonstrated as incapable of
the most elementary physical and emotional capacities in parenting. The one capacity she does have, I accept, is
the desire to be a parent, to have the child, but the accomplishment of that
ambition is, I fear, demonstrated to be beyond her. The incapacity of the father to behave normally as a parent to
the child is established by the evidence of Mrs. K. and Mrs. M., whose testimonies
support the findings in fact I have made relating to what happened on the
access visits. The child, now nearly
three, has in fact, as an infant, rejected both his parents ...
The
[applicants] are objecting to the child being freed for adoption in order, and
only in order, that they can have custody of him. Such a conclusion can only be viewed with the utmost misgiving
for the future of this child. He is
presently reared in a house by foster parents who have enabled him to withstand
the traumas of these access visits by the [Respondents]. It would be wholly contrary to his welfare
for this present state which is one of uncertainty, to be prolonged and the
possibility of his parents having his custody contemplated. Neither his mother, nor [the first
applicant], are interested in the welfare of the child. They are incapable of distinguishing between
the child's interests and their having possession of him. A reasonable parent would give great weight
to the welfare of the child. The
welfare of this child clearly does not lie with his being with his parents, and
their opposition to the present application is, in my view, unreasonable. Any objective view of their attitude and of
their conduct, in my view, discloses its unreasonableness. Mrs. K., whose experience as a Health
Visitor is extensive and impressive, and whose experience of the
[applicants] in the course of this case was
considerable and whose testimony I accept, gave her opinion of [the first
applicant] at the end of the penultimate paragraph of her report produced and
of the risks she feared to the child if he was involved with him. Standing such a censure from such a source,
which I accept as valid, his present attitude, viewed objectively, can, in my
view, only be regarded as unreasonable ..."
In
December 1990 the applicants lodged an appeal to the Court of Session. They applied for legal aid and appear to
have been granted legal aid for the purposes of obtaining counsel's
opinion. Counsel advised that an appeal
had no prospect of success and legal aid was not extended. The applicants continued their appeal
representing themselves.
Their
appeal was dismissed by the Court of Session on 1 November 1991. The Court held
that the Sheriff was justified in concluding that because of the mental health of
the second applicant and the first and second applicants' lack of understanding
how properly to care for a child, it would have been contrary to the best
interests of A. to return him to the applicants' custody.
Relevant
Domestic Law and Practice
Rights of
parents
Under
Scots law, the nature of the rights enjoyed by parents in relation to their
children is governed by the common law.
In respect of girls under 12 and boys under 14, parents enjoy inter
alia,
(1) the
right of tutory which can be described as the right to administer the child's
property and to act legally on behalf of the child;
(2) the
right of custody, which can be described as the right of the parent to have the
child living with him or her, or otherwise to negotiate the child's residence
and to control the child's upbringing;
(3) the right to access
The
persons who may exercise parental rights are governed by the Law Reform (Parent
and Child) (Scotland) Act 1986 ("the 1986 Act").
Section 2
(1) provides:
Subject
to sections 3 and 4 of this Act-
(a) a
child's mother shall have parental rights whether or not she is or has been
married to the child's father;
(b) a
child's father shall have parental rights only if he is married to the child's
mother or was married to her at the time of the child's conception or
subsequently.
Under
Section 3, any person claiming an interest may make an application to the court
for an order relating to parental rights and where it is in the interests of
the child the court may make such an order.
A father of a child born out of wedlock may obtain parental rights under
this procedure by applying either to the Court of Session or the local Sheriff
Court.
Compulsory Measures of Care
The rules
regarding compulsory measures of care in respect of children are set out in
Part III of the Social Work (Scotland) Act 1968 ("the 1968 Act")
supplemented by subordinate legislation.
Under
Section 20 of the 1968 Act, the local authority has a general responsibility
for promoting social welfare in its area.
It has the duty to inquire into and tell the Reporter of cases of
children who may need compulsory measures of care.
The Reporter is appointed under Section 36
of the 1968 Act by the local authority.
Though employed by the local authority, he is expected to exercise his
judgment independently and is separate from the local authority's social work
department. He may not be removed from
office without the consent of the Secretary of State. His duties include deciding whether a case should be referred to
the Children's Hearing and arranging such hearings when they are necessary.
Children's Hearings
Children's
Hearings are the sittings of members of the children's panel which decide
whether a child requires compulsory measures of care and if so, they may order
such measures. Pursuant to Section 34 of the 1968 Act, a Children's Hearing
consists of a chairman and 2 other members drawn from the children's panel
constituted under Section 33 of the 1968 Act.
Section
33 and Schedule 3 provide for constitution of the children's panel. The Secretary of State appoints a children's
panel for each local authority area. appropriate. The members hold office for such period as the Secretary of State
specifies, but may be removed by him at any time.
The
Children's Hearing may only consider the case of a child where it has been
referred to them by the Reporter and where certain "grounds of
referral" are established, either by agreement with the child and his
parent or by a court decision.
The
grounds of referral
The
Children's Hearing may only consider a case and decide if compulsory measures
of care are appropriate where one of the "grounds of referral applies to
the child, either by being accepted by the child and his parent or by being
established by a decision of the Sheriff. The grounds as set out in Section 32
of the 1968 Act, include -
(c) lack of parental care is likely to
cause him unnecessary suffering or seriously to impair his health or
development;
Thus, in
the absence of agreement, a decision by a judge on the grounds of referral
after hearing appropriate evidence, is essential before the Children's Hearing
can consider the case.
A parent
has the right to attend at all stages of a Children's Hearing. "Parent" excludes the father of a
child born out of wedlock but includes a person who has been granted parental
rights under Section 3 of the 1986 Act.
A parent may be represented, by any person of their choice. Where the
Chairman of the Children's Hearing considers that there is a conflict of
interest between child and parent, he has the power to appoint a person known
as a safeguarder to represent the child.
Procedure
The
Reporter is under a duty to notify the parents of a child of a Children's
Hearing giving at least 7 days' notice.
He also must provide before the first hearing a statement of the grounds
of referral.
At the
first Children's Hearing, they must ascertain if the grounds of referral are
accepted by the child and his parent.
If they accept, the hearing may proceed. If not, they must direct the Reporter to apply to the Sheriff
Court for a decision as to whether the grounds are established. Such application must be made within 7 days
and heard within 28 days of that application.
The parents may appear as parties and be represented. Following a hearing, the Sheriff may either
discharge the referral or where he is satisfied that the grounds are
established, remit the case to the Reporter.
The Reporter, pursuant to S. 42(6) of the 1968 Act arranges for
consideration and determination of the case by the Children's Hearing.
At this
stage, the Children's Hearing must consider what arrangements would be in the
best interests of the child (Section 43 of the 1968 Act).
They may,
inter alia,
(1) decide no further action is required and discharge the referral
(2) adjourn pending further investigations,
including directing that a child attend a clinic or hospital;
(3) make a suspension requirement under Section
44, requiring the child to submit to supervision in accordance with such
conditions as they may impose or to reside in a named establishment.
Before
the conclusion of the hearing the chairman must inform the child, parent or
parents, safeguarder if any and representatives if attending the hearing of the
decision of the Children's Hearing the reasons for the decision the right of
the child or parent to appeal to the Sheriff against the decision and the right
of the child and parent to receive a statement in writing of the reasons for
the decision.
Such a written statement must then be given if
requested. Any parent, child or
safeguarder who did not attend must be notified in writing of the decision, the
right to receive a statement of reasons and the right to appeal. (Children's Hearing, Rules 19(4) and 20).
The mode
of operation of a Children's Hearing is intended to differ from that of a
court. The Children's Hearing is
intended to determine what is in the child's best interest. Its aim is to achieve this by informal
discussion, not by an adversarial procedure.
Nevertheless, the child and his parent, and any
safeguarder appointed to look after the child's interests, must be fully
involved in the discussion.
Reports
and documents considered at the Children's Hearing
The
Children's Hearings are required to consider all the information so supplied
(Children's Hearings rules, Rule 19(2)(a). Apart from the statement of grounds
of referral this information (reports, documents etc.) is not usually supplied
to the child or his parents, but the chairman is required at the hearing to
inform the child and his parents of their substance if it appears to him that
this is material to the manner in which the case should be disposed of and
that its disclosure would not be detrimental to the
interests of the child (Children's Hearing Rules, Rule 19(3) ).
Supervision requirements
Supervision requirements are the orders of the Children's Hearing
imposing compulsory measures of care. They
may be of 2 kinds.
(a)
Requirements to submit to supervision in accordance with such conditions as the
Children's Hearing may impose.
(Section
44(1) (a) of the 1986 Act). The
conditions may include for example conditions requiring the child to reside in
a particular place other than a residential establishment or with particular
persons.
(b) Requirements to reside in a named
residential establishment and to be subject to such conditions as the
Children's Hearing may impose. (Section
44(1)(b) of the 1968 Act).
The
effect of supervision requirements has been clarified in court decisions, in
particular the decisions of the Court of Session in the cases of Aitken v.
Aitken 1978 SC 297, Dewar v Strathclyde Regional Council 1984 SC 102 and
Kennedy v. A 1986 SLT 358. A
supervision requirement makes the local authority responsible for the care of
the child in accordance with the requirement and give them the necessary powers
to exercise this responsibility. It
does not, however, formally vest in them any parental rights of custody and
does not take away parental rights. Those rights are subject to the supervisory
requirements and so far as inconsistent with those requirements they cannot be
exercised. Thus the right of custody cannot be exercised where a supervision
requirement has required a child to live in foster care. The Court of Session has indicated in the
case of Aitken v. Aitken that while such a supervision requirement subsists it
would be possible for them to award a person custody of the child, but this
award would have effect subject to the supervision requirement and the person
could not exercise actual custody while the supervision
requirement subsisted.
As
regards access, the Children's Hearing are entitled to attach conditions as to
access when making or continuing a supervision requirement. This was made clear in the case of Kennedy
v. A. In the absence of any express
condition as to access, the parents will be given reasonable access. However, it is competent for a local
authority to terminate access where that is appropriate in pursuance of their
duty under Section 20 of the 1968 Act.
The Court
of Session have made it clear in the case of Dewar v. Strathclyde Regional
Council, that the courts will not adjudicate on questions of access between the
parents and the local authority. If a
parent is dissatisfied with the decision of a local authority as to access, the
Court of Session have indicated that it is appropriate for him to apply to the
Children's Hearing to regulate the matter by attaching a condition as to access
to the supervision requirement.
A parent
has the right to request a review of a supervision requirement every 6 months
after the last review (Section 48 (4) of the 1968 Act) and can use this right
to obtaining a ruling on access.
Duration
and review of supervision requirements
The 1968
Act prescribes that a child should not continue to be subject to a supervision
requirement for any longer than is necessary for his interest. The requirement must be reviewed by a
Children's Hearing -
(a) at
any time if the local authority consider that it should cease to have effect or
be varied;
(b)
within one year, otherwise it will cease automatically to have effect;
(c) at
the request of the child or his parent, after the expiry of these periods.-
(i) 3 months from imposition of
the requirement;
(ii) 3 months from any variation
of the requirement of review;
(iii) 6 months from any other review.
The
Reporter must make the necessary arrangements for such revision hearings. On review the Children's Hearing may
terminate, continue or vary the requirement.
(Section 47 (1) and 48 of the 1968 Act).
Appeal
against decision of a Children's Hearing
Within 3
weeks of a decision of a Children's Hearing a child or parent or both may
appeal against it to the Sheriff (Section 49(1) of the 1968 Act). This applies to all decisions.
The Reporter has the duty to ensure that
all reports and statements available to the Children's Hearing along with
reports of the proceedings of the Children's Hearing and their reasons for
their decisions are lodged with the clerk to the Sheriff Court. These documents are not made available to
the parents as a matter of practice.
The
appeal is heard in chambers. The
Sheriff must first hear the appellant or his representative and any safeguarder
appointed. Where an irregularity in the
conduct of the case is alleged, then unless the facts are admitted by the
Reporter, the Sheriff must hear evidence tendered by or on behalf of the
appellant and Reporter as to the irregularity.
The
Sheriff will then proceed to question, if he thinks fit, the Reporter and the
authors or compilers of any reports and statements before him. He can call for further reports and
statements where he thinks this may help him. The child and parents and
safeguarder are normally entitled to be present throughout.
The Sheriff looks at the merits of the
case. Where he decides the appeal has
failed, he confirms the decision of the Children's Hearing. Where he is satisfied that the decision is
not justified in all the circumstances of the case, he may remit the case to
the Children's Hearing for consideration or discharge the child from any
further proceedings arising from those grounds of referral (Section 49(5) of
the 1986 Act).
Adoption procedure
The
legislation governing adoption procedure is the Adoption (Scotland) Act 1978
("the 1978 Act").
Under the
1978 Act, an order declaring the child free for adoption may be made by the
Court of Session or Sheriff Court.
Before
making the order the court must be satisfied as regards each parent or guardian
of the child that either -
(a) he or
she freely, and with full understanding of what is involved, agrees generally
and unconditionally to the making of an adoption order; or
(b) his or
her agreement to making the adoption order should be dispensed with on one of
the grounds specified in Section 16(2) of the 1978 Act.
There are
a number of grounds for dispensing with the parents' or guardians'
consent. These include the ground that
the parent or guardian is withholding his agreement unreasonably.
For the
purposes of the 1978 Act the natural father of a child born out of wedlock
would not be a "parent' except where he has subsequently married the
mother or has a parental rights order in his favour.
The
effect of an order freeing the child for adoption is to vest parental rights
and duties in the adoption agency and to extinguish existing parental rights.
An order
of the Sheriff Court freeing a child for adoption is subject to appeal to the
Court of Session. On such an appeal the
Court of Session can decide on the merits of the action. The Court of Session will normally proceed
on the basis of the Sheriff's findings of fact but is not obliged to do
so. It may where appropriate take
evidence itself or remit the case to the Sheriff with instructions as to how he
should proceed.
COMPLAINTS
The
applicants complain that they have been deprived of the care and custody of
their son A. and thereby of their right to found a family. The complain that
they have not had a fair hearing before the Children's Hearing and that they
have not had access to confidential reports and other documents submitted to
the Hearing. They complain of being deprived of access to A. and of the freeing
of A. for adoption.
The
first applicant also complains that as a natural father he had no legal rights
to custody of A. or to participate in the custody or adoption proceedings and
that he was discriminated against in this respect.
The
applicants do not invoke any particular provision of the Convention.
PROCEEDINGS BEFORE THE COMMISSION
The
application was introduced on 11 October 1989 and registered on 10 April 1990.
On 3
December 1990 the Commission decided to communicate the application to the
Government and to ask for written observations on the admissibility and merits
of the application.
It decided not to refer the case to a Chamber.
The Government's
observations were submitted on 16 May 1991 after two extensions in the
time-limit and the applicant's observations in reply were submitted on 5 August
1991 and 25 September 1991.
On 7
April 1992, the Commission decided to hold an oral hearing.
On 23
July 1992, the Commission granted the applicants legal aid.
At the
oral hearing, which was held on 8 December 1992, the parties were represented
as follows:
For the
Government:
Ms. D.
Brookes Agent
Mr. T. Dawson, QC Solicitor General for Scotland
Counsel
Mr. D.
Ogg, Advocate Counsel
Mr. J.W.
Sinclair Adviser
Mr. J.L.
Jamieson Adviser
For the
applicant:
Mr. Peter McCann Solicitor
Mrs.
McCann Assistant
Mr. and
Mrs. McMichael, the applicants, were also present.
THE LAW
1. The
applicants complain that they have been deprived of the care and custody of their
son A. They also complain of the
termination of access and the freeing of A. for adoption.
The
Commission has examined these complaints under Article 8 (Art. 8) of the
Convention, which provides as follows:
"1. Everyone has the right to
respect for his private and family life, his home and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of health or morals, or for
the protection of the rights and freedoms of others."
The Commission finds, in accordance with
its well-established case-law, that the decisions refusing custody, terminating
access and freeing their son A. for adoption constituted an interference with
the applicants' right to respect for their family life within the meaning of
the above provision (see e.g. Eur. Court. H.R., W. v. the United Kingdom
Judgment of 8 July 1987, Series A no. 121, p. 27 para. 59).
The Commission must therefore examine whether this
interference was justified under Article 8 para. 2 (Art. 8-2) of the
Convention, namely whether it is "in accordance with law", pursues
one or more of the legitimate aims enumerated in Article 8 para. 2 (Art. 8-2)
and whether it is "necessary in a democratic society" for one or more
of those aims.
The Commission recalls that the compulsory
measures of care were taken under the provisions of the Social Work (Scotland)
Act 1968 and the freeing for adoption order granted by the Sheriff Court
pursuant to the provisions of the Adoption (Scotland) Act 1978. The Commission notes that the decisions were
taken as being in the best interests of A., having regard, inter alia, to the
difficulties posed by the second applicant's health. In these circumstances, the Commission finds that these decisions
were "in accordance with the law" and for the legitimate aim of
protecting A.'s health and rights.
The
question remains whether the decisions were "necessary" within the
meaning of Article 8 para. 2 (Art. 8-2) of the Convention.
The case-law of the Commission and the Court
establishes that the notion of necessity implies that the interference
corresponds to a pressing social need and that it is proportionate to the aim
pursued. Further, in determining whether an interference is necessary the
Commission and the Court will take into account that a margin of appreciation
is left to the Contracting States, which are in principle in a better position
to make an initial assessment of the necessity of a given interference. It is not the Commission's task to take the
place of the competent national courts and make a fresh examination of all the
facts and evidence in the case. The
Commission's task is to examine whether the reasons adduced to justify the
interference at issue are "relevant and sufficient" (Eur. Court H.R.,
Olsson judgment of 24 March 1988, Series A no. 130, p. 32, para. 68).
The
Commission has accordingly examined the reasons given for the decisions.
The
Commission recalls that the decisions depriving the applicants of the care and
custody of A. were taken in light of the facts, established before the Sheriff
Court, that the second applicant suffered from a major psychiatric illness and
was as a result unable to care adequately for A. The Commission recalls that the decisions of the Children Hearing
regarding the applicants' access to A. were made following a 3 month period of
intensive access during which concern arose as to the effect on A. and it
appeared that the applicants had made no progress in their ability to care for.
A. The second applicant also had a
recurrence of ill-health during this period and was admitted to hospital. As regards the decision to free A. for
adoption, the Commission notes the judgment of the Sheriff given as 14 October
1992 where he found that the applicants had failed to demonstrate the capacity
for parenting and that, in light of the evidence, it would be wholly contrary
to A.'s welfare for him to be returned to them.
The
Commission finds that the above reasons were "relevant and
sufficient" for the decisions in question and were based on a thorough and
careful investigation of the case.
The
Commission concludes, bearing in mind the margin of appreciation accorded to
the domestic authorities, that the interference in the present case was justified
under Article 8 para. 2 (Art. 8-2) of the Convention as being "necessary
in a democratic society" for the protection of health and for the
protection of the rights of others.
It
follows that this part of the application is manifestly ill-founded within the
meaning of Article 27 para. 2 (Art. 27-2) of the Convention.
2. The
applicants also complain that they were unable to see the confidential reports
and documents submitted to the Children's Hearings. The first applicant further complains that as a natural father
(prior to his marriage to the second applicant) he had no legal rights to
custody of A. or to participate in the care proceedings and that he was
discriminated against in these respects.
The Commission
has examined these complains under Article 6, 8 and 14 (Art. 6, 8, 14) of the
Convention.
Article 6
(Art. 6) provides, as relevant:
"1.
In the determination of his civil rights and obligations or of any criminal
charge against him, everyone is entitled to a fair and public hearing within a
reasonable time by an independent and impartial tribunal established by
law."
Article 8
(Art. 8) [see above].
Article
14 (Art. 14) provides:
"The
enjoyment of the rights and freedoms set forth in this Convention shall be
secured without discrimination on any ground such as sex, race, colour,
language, religion, political or other opinion, national or social origin,
association with a national minority, property, birth or other status."
The
Commission considers that these complaints raise serious question of fact and
law which are of such complexity that their determination should depend on an
examination on the merits. It follows
that the complaints cannot be dismissed as manifestly ill-founded within the
meaning of Article 27 para. 2 (Art. 27-2) of the Convention. No other ground
for declaring them inadmissible has been established.
For these
reasons, the Commission, by a majority,
DECLARES
INADMISSIBLE the applicants' complaints relating to the taking of A. into care,
the termination of access to A. and
freeing of A. for adoption;
DECLARES
ADMISSIBLE the remainder of the application, without prejudging the merits.
Secretary to the Commission President of the Commission
(H.C. KRÜGER) (C.A. NĜRGAARD)